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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
796505	Clearfield Inc.	CLFD	Telephone & Telegraph Apparatus (3661)	411347235

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1262286	R Daniel Herzog	7050 Winnetka Ave. N. Suite 100 Brooklyn Park MN 55428	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-11-18	10,000	$3.30	97,010	No	4	M	Direct
Common Stock	Disposition	2016-11-18	1,717	$19.21	95,293	No	4	F	Direct
Common Stock	Disposition	2016-11-21	14,392	$19.61	80,901	No	4	S	Direct
Common Stock	Disposition	2016-11-22	10,608	$18.88	70,293	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2016-11-18	10,000	$0.00	10,000	$3.30

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2010-11-20	2016-11-20	No	4	M	Direct

Footnotes

Shares sold for tax purposes as a result of multiple incentive stock options exercised in 2016.
The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.55 to $19.75.
The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.82 to $19.50.
The stock option exercised vested in 33 1/3% increments beginning 11/20/2010 through 11/20/2012.