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Home > Insider Trading > Filing (0000891839-16-000283)

Filing Details

Accession Number:: 0000891839-16-000283
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-22 17:18:59
Reporting Period:: 2016-11-21

Filing Date:: 2016-11-22
Accepted Time:: 2016-11-22 17:18:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
716314	Graham Corp	GHM	General Industrial Machinery & Equipment (3560)	161194720

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1250215	T Gerard Mazurkiewicz	C/O Graham Corporation 20 Florence Avenue Batavia NY 14020		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-11-21	2,500	$12.52	11,431	No	4	M	Direct
Common Stock	Disposition	2016-11-21	1,900	$20.30	9,531	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2016-11-21	2,500	$0.00	2,500	$12.52

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,500	2011-08-15	2017-08-15	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$30.88	2012-05-29	2018-05-29	924	924	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-05-29	924	924	Direct

Footnotes

This option was previously reported by Mr. Mazurkiewicz.