Home > Insider Trading > Filing (0001209191-16-151756)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1109242	Hanmi Financial Corp	HAFC	National Commercial Banks (6021)	954788120

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1653931	D Greg Kim	3660 Wilshire Blvd., Ph-A Los Angeles CA 90010	Chief Administrative Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-11-18	1,000	$10.80	14,969	No	4	M	Direct
Common Stock	Acquisiton	2016-11-18	5,500	$12.54	20,469	No	4	M	Direct
Common Stock	Acquisiton	2016-11-18	25,000	$16.43	45,469	No	4	M	Direct
Common Stock	Disposition	2016-11-18	16,000	$30.81	29,469	No	4	F	Direct
Common Stock	Disposition	2016-11-22	3,000	$31.40	26,469	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options	Disposition	2016-11-18	1,000	$10.80	1,000	$10.80
Common Stock	Stock Options	Disposition	2016-11-18	5,500	$12.54	5,500	$12.54
Common Stock	Stock Options	Disposition	2016-11-18	25,000	$16.43	25,000	$16.43

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
30,500	2010-04-08	2019-04-08	No	4	M	Direct
25,000	2013-12-12	2022-12-12	No	4	M	Direct
0	2014-08-28	2023-08-28	No	4	M	Direct

Footnotes

There was an inadvertent error on reporting person's Form 3 which resulted in an incorrect number of total shares reported. This filing updates and corrects that figure.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.75 to $30.90. The reporting person undertakes to provide to Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The option vested 20% one year from the grant date of 4/8/2009, and the remaining fully vested at the end of each four-year period through 4/8/2014.
The option vested 25% immediately on the grant date of 12/12/2012, and additional 25% vested on each the anniversary date, with full vesting occurring on 12/12/2015.
The option vested one-third each year on the anniversary of the grant date with full vesting occurring on 8/28/2016.