Filing Details
- Accession Number:
- 0001173431-16-000431
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-11-22 16:18:13
- Reporting Period:
- 2016-11-10
- Filing Date:
- 2016-11-22
- Accepted Time:
- 2016-11-22 16:18:13
- Original Submission Date:
- 2016-11-14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173431 | Td Ameritrade Holding Corp | AMTD | Security Brokers, Dealers & Flotation Companies (6211) | 820543156 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1187589 | S L Ellen Koplow | 200 S. 108Th Ave. Omaha NE 68154 | Evp, General Counsel And Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-11-10 | 34,446 | $36.06 | 103,159 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-10 | 6,800 | $36.74 | 96,359 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 16,177 | Indirect | By 401(k) plan |
Footnotes
- Amending to correct price.
- This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $35.41 to $36.39. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
- This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $36.42 to $37.14. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
Billionaire Hedge Funds
