Filing Details

Accession Number:
0001144204-16-135927
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-22 16:15:31
Reporting Period:
2016-11-21
Filing Date:
2016-11-22
Accepted Time:
2016-11-22 16:15:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
792130 Datawatch Corp DWCH Services-Prepackaged Software (7372) 020405716
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1590079 K Sanjay Mistry C/O Datawatch Corporation
4 Crosby Drive
Bedford MA 01730
Vice President, Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-21 1,333 $6.90 134,365 No 4 F Direct
Common Stock Disposition 2016-11-21 2,000 $6.75 132,365 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 60 Indirect By Daughter
Common Stock 45 Indirect By Son
Common Stock 33 Indirect By Son
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person in order to cover taxes due in connection with the vesting of restricted stock units.
  2. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.