Filing Details

Accession Number:
0000919574-16-016833
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-22 15:53:42
Reporting Period:
2016-11-18
Filing Date:
2016-11-22
Accepted Time:
2016-11-22 15:53:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
792130 Datawatch Corp DWCH Services-Prepackaged Software (7372) 020405716
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1593404 G2 Investment Partners Management Llc One Rockefeller Plaza, 23Rd Floor
New York NY 10020
No No Yes No
1608447 Josh Goldberg One Rockefeller Plaza, 23Rd Floor
New York NY 10020
No No Yes No
1651515 G2 Investment Partners Gp Llc One Rockefeller Plaza, 23Rd Floor
New York NY 10020
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-18 2,421 $6.95 1,373,221 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-21 7,936 $6.90 1,381,157 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-21 400 $6.95 1,380,757 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-21 1,497 $6.90 1,382,254 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-21 300 $6.90 1,381,954 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-21 111,027 $6.80 1,492,981 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-21 200 $6.80 1,492,781 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-21 51,257 $6.80 1,544,038 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-21 28,861 $6.80 1,515,177 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-21 90,334 $6.84 1,605,511 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-21 77,200 $6.80 1,528,311 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-21 132,400 $6.82 1,660,711 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-21 140,768 $6.78 1,519,943 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-21 5,500 $6.65 1,525,443 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-21 2,900 $6.70 1,522,543 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-21 21,054 $6.75 1,543,597 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-21 9,300 $6.70 1,534,297 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-21 162,284 $6.74 1,696,581 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-21 104,197 $6.75 1,592,384 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-21 400 $6.75 1,592,784 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. These securities are held in the accounts of private investment funds managed by G2 Investment Partners Management LLC ("G2 Investment Partners Management") and may be deemed to be beneficially owned by (i) G2 Investment Partners Management, (ii) G2 Investment Partners GP LLC, and (iii) Josh Goldberg, the managing member of G2 Investment Partners Management and G2 Investment Partners GP LLC (collectively, the "Reporting Persons"). The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
  2. The reported price is the weighted average purchase price for purchases on November 21, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.88 to $6.90. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  3. The reported price is the weighted average purchase price for purchases on November 21, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.73 to $6.85. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  4. The reported price is the weighted average purchase price for purchases on November 21, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.80 to $6.85. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  5. The reported price is the weighted average sale price for sales on November 21, 2016 by the Reporting Persons. The actual prices of such sales ranged from $6.80 to $6.83. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  6. The reported price is the weighted average purchase price for purchases on November 21, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.80 to $6.85. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  7. The reported price is the weighted average sale price for sales on November 21, 2016 by the Reporting Persons. The actual prices of such sales ranged from $6.80 to $6.83. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  8. The reported price is the weighted average purchase price for purchases on November 21, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.75 to $6.85. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  9. The reported price is the weighted average sale price for sales on November 21, 2016 by the Reporting Persons. The actual prices of such sales ranged from $6.60 to $6.80. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  10. The reported price is the weighted average purchase price for purchases on November 21, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.70 to $6.75. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  11. The reported price is the weighted average purchase price for purchases on November 21, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.70 to $6.75. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.