Filing Details
- Accession Number:
- 0001593968-16-001237
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-22 15:42:49
- Reporting Period:
- 2016-11-21
- Filing Date:
- 2016-11-22
- Accepted Time:
- 2016-11-22 15:42:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1466026 | Midland States Bancorp Inc. | MSBI | State Commercial Banks (6022) | 371233196 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1526236 | J. Douglas Tucker | 1201 Network Centre Dr. Effingham IL 62401 | Svp Corporate Counsel | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-11-21 | 2,416 | $28.90 | 7,179 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | $17.50 | 2020-10-15 | 25,000 | 25,000 | Direct | |
| Common Stock | Option (right to buy) | $16.00 | 2022-12-13 | 5,500 | 5,500 | Direct | |
| Common Stock | Option (right to buy) | $23.00 | 2025-11-03 | 11,566 | 11,566 | Direct | |
| Common Stock | Option (right to buy) | $21.00 | 2024-12-02 | 7,153 | 7,153 | Direct | |
| Common Stock | Option (right to buy) | $14.75 | 2021-12-16 | 5,424 | 5,424 | Direct | |
| Common Stock | Option (right to buy) | $16.59 | 2023-12-10 | 5,899 | 5,899 | Direct | |
| Common Stock | Option (right to buy) | $18.00 | 2024-08-05 | 40,000 | 40,000 | Direct | |
| Common Stock | Option (right to buy) | $28.59 | 2026-11-16 | 5,405 | 5,405 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-10-15 | 25,000 | 25,000 | Direct |
| 2022-12-13 | 5,500 | 5,500 | Direct |
| 2025-11-03 | 11,566 | 11,566 | Direct |
| 2024-12-02 | 7,153 | 7,153 | Direct |
| 2021-12-16 | 5,424 | 5,424 | Direct |
| 2023-12-10 | 5,899 | 5,899 | Direct |
| 2024-08-05 | 40,000 | 40,000 | Direct |
| 2026-11-16 | 5,405 | 5,405 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.75 - $29.11 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.
- This amount includes an adjustment to the amount included on the reporting persons last Form 4. That Form 4 did not correctly subtract the 144 shares which were reported as disposed of in connection with the Federal tax withholding for the 11/3/2016 restricted stock vest.
- These options vest in three equal annual installments beginning one year after the 10/15/2010 date of grant.
- These options vest in three equal annual installments beginning one year after the 12/13/2012 date of grant.
- These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
- These options vest in three equal annual installments beginning one year after the 12/16/2011 date of grant.
- These options vest in three equal annual installments beginning one year after the 12/10/2013 date of grant.
- Such options will vest on 12/31/2017 if specific performance metrics are satisfied, as determined by the Board of Directors.
- These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.
Billionaire Hedge Funds
