Filing Details

Accession Number:
0000899243-16-034099
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-22 15:40:31
Reporting Period:
2016-11-18
Filing Date:
2016-11-22
Accepted Time:
2016-11-22 15:40:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB State Commercial Banks (6022) 710682831
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365252 Jack Engelkes P.o. Box 966
Conway AR 72033
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-18 1,000 $26.09 43,719 No 4 S Indirect Custodian for daughters
Common Stock Disposition 2016-11-18 1,000 $26.11 42,719 No 4 S Indirect Custodian for daughters
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Custodian for daughters
No 4 S Indirect Custodian for daughters
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 190,413 Indirect Owned solely by wife
Common Stock 118,026 Direct
Common Stock 400 Indirect Held in wife's IRA
Common Stock - Restricted 4,000 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $2.66 1,425 1,425 Direct
Common Stock Stock Option $17.12 2025-04-15 20,000 20,000 Direct
Common Stock Stock Option $2.10 2007-12-31 2017-12-31 1,425 1,425 Direct
Common Stock Stock Option $2.46 2,851 2,851 Direct
Common Stock Stock Option $4.30 2018-01-09 4,752 4,752 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,425 1,425 Direct
2025-04-15 20,000 20,000 Direct
2017-12-31 1,425 1,425 Direct
2,851 2,851 Direct
2018-01-09 4,752 4,752 Direct
Footnotes
  1. Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
  2. Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
  3. 20% of the issued option is remaining. The 20% of the remaining option became exercisable on December 31, 2009 and expires on December 31, 2019.
  4. The option is exercisable in five equal annual installments. The first installment became exercisable on April 16, 2016.
  5. 40% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The last 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018.
  6. The option is exercisable in five equal annual installments. The first installment became exercisable on January 10, 2009.