Filing Details

Accession Number:
0001592379-16-000165
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-22 14:38:48
Reporting Period:
2016-11-08
Filing Date:
2016-11-22
Accepted Time:
2016-11-22 14:38:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1592379 Papa Murphy's Holdings Inc. FRSH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1341690 David L Mounts C/O Papa Murphy'S Holdings, Inc.
8000 Ne Parkway Drive, Suite 350
Vancouver WA 98662
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2016-11-08 33,931 $3.90 124,013 No 4 P Indirect By Trust
Common Stock, Par Value $0.01 Per Share Acquisiton 2016-11-18 66,069 $4.68 190,082 No 4 P Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Trust
No 4 P Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 7,944 Direct
Common Stock, Par Value $0.01 Per Share 6,000 Indirect By children
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions ranging from $3.83 to $4.00, inclusive. The reporting person undertakes to provide to Papa Murphy's Holdings, In., any stockholder of Papa Murphy's Holdings, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. Shares held by a trust of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
  3. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions ranging from $4.65 to $4.70, inclusive. The reporting person undertakes to provide to Papa Murphy's Holdings, In., any stockholder of Papa Murphy's Holdings, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.