Filing Details
- Accession Number:
- 0001179110-16-031933
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-22 13:30:17
- Reporting Period:
- 2016-11-18
- Filing Date:
- 2016-11-22
- Accepted Time:
- 2016-11-22 13:30:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1049782 | Brookline Bancorp Inc | BRKL | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1287296 | Robert M Rose | 131 Clarendon Street Boston MA 02117 | Chief Credit Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-18 | 12,500 | $11.84 | 37,709 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-18 | 10,525 | $14.92 | 27,184 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-18 | 1,975 | $0.00 | 25,209 | No | 4 | G | Direct | |
| Common Stock | Acquisiton | 2016-11-18 | 1,975 | $0.00 | 22,743 | No | 4 | G | Indirect | By M. Robert Rose Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Direct | |
| No | 4 | G | Indirect | By M. Robert Rose Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2016-11-18 | 12,500 | $0.00 | 12,500 | $11.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,500 | 2010-08-03 | 2019-08-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,212 | Indirect | By ESOP |
| Common Stock | 6,875 | Indirect | By IRA |
Footnotes
- Includes shares of restricted stock granted pursuant to the 2014 Brookline Bancorp, Inc. Equity Incentive Plan.
- The option, representing a right to purchase a total of 25,000 shares, became exercisable in two equal annual installments beginning on August 3, 2009.
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