Filing Details
- Accession Number:
- 0001551182-16-000122
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-22 10:25:02
- Reporting Period:
- 2016-11-18
- Filing Date:
- 2016-11-22
- Accepted Time:
- 2016-11-22 10:25:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1551182 | Eaton Corp Plc | ETN | Misc Industrial & Commercial Machinery & Equipment (3590) | 981059235 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1649101 | Revathi Advaithi | 1000 Eaton Boulevard Cleveland OH 44122 | See Remarks Below. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2016-11-18 | 9,008 | $27.29 | 71,397 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2016-11-18 | 9,008 | $64.18 | 62,389 | No | 4 | S | Direct | |
Ordinary Shares | Acquisiton | 2016-11-18 | 10,992 | $27.29 | 73,381 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2016-11-18 | 4,673 | $64.19 | 68,708 | No | 4 | F | Direct | |
Ordinary Shares | Disposition | 2016-11-18 | 30,000 | $64.16 | 38,708 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Stock Option | Disposition | 2016-11-18 | 9,008 | $27.29 | 9,008 | $27.29 |
Ordinary Shares | Stock Option | Disposition | 2016-11-18 | 10,992 | $27.29 | 10,992 | $27.29 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,992 | 2018-10-01 | No | 4 | M | Direct | |
0 | 2018-10-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 1,231 | Indirect | by trustee of ESP |
Footnotes
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $64.123 - $64.185. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- These options were granted on October 1, 2008, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.