Filing Details
- Accession Number:
- 0001354488-16-008580
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-22 07:31:02
- Reporting Period:
- 2016-11-18
- Filing Date:
- 2016-11-22
- Accepted Time:
- 2016-11-22 07:31:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069308 | Opexa Therapeutics Inc. | OPXA | Pharmaceutical Preparations (2834) | 760333165 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1237409 | C Timothy Barabe | C/O Opexa Therapeutics, Inc. 2635 Technology Forest Blvd. The Woodlands TX 77381 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-11-18 | 7,105 | $0.55 | 20,719 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-18 | 7,809 | $0.55 | 12,910 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants (Right to Buy) | Disposition | 2016-11-18 | 16,000 | $0.01 | 16,000 | $12.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-04-08 | 2018-04-08 | No | 4 | S | Direct |
Billionaire Hedge Funds
