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Filing Details

Accession Number:: 0001104659-16-158419
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-21 19:29:06
Reporting Period:: 2016-11-18

Filing Date:: 2016-11-21
Accepted Time:: 2016-11-21 19:29:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
817979	Accuride Corp	ACW	Motor Vehicle Parts & Accessories (3714)	611109077

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1313644	P L Iii Fund Littlejohn	8 Sound Shore Drive Suite 303 Greenwich CT 06830	No	No	Yes	No
1492143	Cetus Capital, Llc	8 Sound Shore Drive Suite 303 Greenwich CT 06830	No	No	Yes	No
1499693	Littlejohn Associates Iii, L.l.c.	8 Sound Shore Drive Suite 303 Greenwich CT 06830	No	No	Yes	No
1561969	E. Richard Maybaum	8 Sound Shore Drive Suite 303 Greenwich CT 06830	No	No	Yes	No
1561987	Cetus Capital Ii, Llc	8 Sound Shore Drive Suite 303 Greenwich CT 06830	No	No	Yes	No
1561992	Littlejohn Opportunities Gp Llc	8 Sound Shore Drive Suite 303 Greenwich CT 06830	No	No	Yes	No
1561994	Sg Distressed Fund, Lp	8 Sound Shore Drive Suite 303 Greenwich CT 06830	No	No	Yes	No
1561998	Littlejohn Opportunities Master Fund Lp	8 Sound Shore Drive Suite 303 Greenwich CT 06830	No	No	Yes	No
1561999	Littlejohn Associates Iv, L.l.c.	8 Sound Shore Drive Suite 303 Greenwich CT 06830	No	No	Yes	No
1562024	E. Robert Davis	8 Sound Shore Drive Suite 303 Greenwich CT 06830	Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-11-18	26,402	$0.00	137,850	No	4	M	Direct
Common Stock	Disposition	2016-11-18	137,850	$2.58	0	No	4	S	Direct
Common Stock	Disposition	2016-11-18	2,375,763	$2.58	0	No	4	S	Direct
Common Stock	Disposition	2016-11-18	4,182,716	$2.58	0	No	4	S	Direct
Common Stock	Disposition	2016-11-18	1,153,655	$2.58	0	No	4	S	Direct
Common Stock	Disposition	2016-11-18	477,801	$2.58	0	No	4	S	Direct
Common Stock	Disposition	2016-11-18	8,650	$2.58	0	No	4	S	Direct
Common Stock	Disposition	2016-11-18	16,781	$2.58	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2016-11-18	26,402	$0.00	26,402	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	M	Direct

Footnotes

Pursuant to the Agreement and Plan of Merger, dated September 2, 2016 (the "Merger Agreement"), by and among the Issuer, Armor Parent Corp. and Armor Merger Corp., each restricted stock unit held by Mr. Robert E. Davis at the effective time of the transactions contemplated by the Merger Agreement was automatically vested and was converted into one share of the Issuer's Common Stock.
These shares are directly owned by Robert E. Davis, who is a portfolio manager for Cetus Capital, LLC ("Cetus"), Cetus Capital II, LLC ("Cetus II"), Cetus Capital III, L.P. ("Cetus III"), Littlejohn Opportunities Master Fund LP ("Opportunities Master Fund") and SG Distressed Fund, LP ("Distressed Fund"). Mr. Davis disclaims any beneficial ownership of the shares included in this report except to the extent of his respective pecuniary interests therein, and this report shall not be deemed an admission that Mr. Davis is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
These shares are directly owned by Cetus. Littlejohn Fund III, L.P. ("Fund III"), as the sole member of Cetus, and Littlejohn Associates III, L.L.C. ("Associates III"), the general partner of Fund III, may each be deemed to be the indirect beneficial owner of these shares. Each of Fund III and Associates III disclaim any beneficial ownership of the shares included in this report except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that Fund III or Associates III is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
These shares are directly owned by Cetus II. Littlejohn Fund IV, L.P. ("Fund IV"), as the sole member of Cetus II, and Littlejohn Associates IV, L.L.C. ("Associates IV"), the general partner of Fund IV, may each be deemed to be the indirect beneficial owner of these shares. Each of Fund IV and Associates IV disclaim any beneficial ownership of the shares included in this report except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that Fund IV or Associates IV is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
These shares are directly owned by Opportunities Master Fund. Littlejohn Opportunities GP LLC ("Opportunities GP"), the general partner of Opportunities Master Fund, may be deemed to be the indirect beneficial owner of these shares. Opportunities GP disclaims any beneficial ownership of the shares included in this report except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that Opportunities GP is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
These shares are directly owned by Distressed Fund. Opportunities GP, the general partner of Distressed Fund, may be deemed to be the indirect beneficial owner of these shares. Opportunities GP disclaims any beneficial ownership of the shares included in this report except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that Opportunities GP is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
These shares are directly owned by Richard E. Maybaum, who is a portfolio manager for Cetus, Cetus II, Cetus III, Opportunities Master Fund and Distressed Fund. Mr. Maybaum disclaims any beneficial ownership of the shares included in this report except to the extent of his respective pecuniary interests therein, and this report shall not be deemed an admission that Mr. Maybaum is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
These shares are directly owned by Cetus III. Cetus III disclaims any beneficial ownership of the shares included in this report except to the extent of its pecuniary interests therein, and this report shall not be deemed an admission that Cetus III is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.