Filing Details
- Accession Number:
- 0001209191-16-151500
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-21 18:53:24
- Reporting Period:
- 2016-11-17
- Filing Date:
- 2016-11-21
- Accepted Time:
- 2016-11-21 18:53:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
860730 | Hca Holdings Inc. | HCA | Services-General Medical & Surgical Hospitals, Nec (8062) | 273865930 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1513235 | M Jon Foster | One Park Plaza Nashville TN 37203 | Group President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-17 | 75,000 | $17.33 | 76,870 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-11-17 | 12,500 | $21.35 | 89,370 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-11-17 | 10,000 | $22.10 | 99,370 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-11-17 | 97,500 | $74.90 | 1,870 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-11-17 | 37,500 | $0.00 | 37,500 | $17.33 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-11-17 | 37,500 | $0.00 | 37,500 | $17.33 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-11-17 | 12,500 | $0.00 | 12,500 | $21.35 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-11-17 | 10,000 | $0.00 | 10,000 | $22.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-11-02 | No | 4 | M | Direct | |
0 | 2021-11-02 | No | 4 | M | Direct | |
0 | 2012-11-02 | 2021-11-02 | No | 4 | M | Direct |
0 | 2021-11-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 55,112 | Indirect | By 2016 GRAT (Spouse, Trustee) |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.705 to $75.10, inclusive. The reporting person undertakes to provide to HCA Holdings, Inc., any security holder of HCA Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The option vested in equal increments at the end of fiscal years 2012, 2013 and 2014 upon the achievement of certain annual EBITDA performance targets.
- The option vested in three equal annual installments beginning on November 2, 2013.
- The option vested at the end of fiscal year 2011 based upon the achievement of certain annual EBITDA performance targets.