Filing Details
- Accession Number:
- 0000921895-16-006221
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-21 18:53:18
- Reporting Period:
- 2016-11-17
- Filing Date:
- 2016-11-21
- Accepted Time:
- 2016-11-21 18:53:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1021270 | Famous Daves Of America Inc | DAVE | Retail-Eating Places (5812) | 411782300 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1508045 | Patrick Walsh | 141 W. Jackson Blvd. Ste. 1702 Chicago IL 60604 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Disposition | 2016-11-17 | 17,400 | $4.80 | 329,777 | No | 4 | S | Indirect | By: PW Partners Atlas Fund LP |
Common Stock, $0.01 Par Value | Disposition | 2016-11-18 | 13,203 | $4.74 | 316,574 | No | 4 | S | Indirect | By: PW Partners Atlas Fund LP |
Common Stock, $0.01 Par Value | Disposition | 2016-11-21 | 31,899 | $4.57 | 284,675 | No | 4 | S | Indirect | By: PW Partners Atlas Fund LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By: PW Partners Atlas Fund LP |
No | 4 | S | Indirect | By: PW Partners Atlas Fund LP |
No | 4 | S | Indirect | By: PW Partners Atlas Fund LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.01 Par Value | 35,000 | Indirect | By: PW Partners Atlas Fund II, LP |
Common Stock, $0.01 Par Value | 52,575 | Direct |
Footnotes
- Represents securities owned directly by PW Partners Atlas Fund LP ("Atlas Fund"). The Reporting Person, solely by virtue of his position as the Managing Member of PW Partners Capital Management LLC ("PW Capital Management"), the Investment Manager of Atlas Fund, and as the Managing Member and Chief Executive Officer of PW Partners Atlas Funds, LLC ("Atlas Fund GP"), the General Partner of Atlas Fund, may be deemed to beneficially own the securities owned directly by Atlas Fund. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- Represents securities owned directly by PW Partners Atlas Fund II LP ("Atlas Fund II"). The Reporting Person, solely by virtue of his position as the Managing Member of PW Capital Management, the Investment Manager of Atlas Fund II, and as the Managing Member and Chief Executive Officer of Atlas Fund GP, the General Partner of Atlas Fund II, may be deemed to beneficially own the securities owned directly by Atlas Fund II. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- Atlas Fund, Atlas Fund II, PW Capital Management and Atlas Fund GP do not, individually or collectively, beneficially own more than 10% of the Issuer's outstanding shares of common stock and therefore none of such entities are subject to Section 16 of the Securities Exchange Act of 1934, as amended, with respect to the securities of the Issuer.