Filing Details
- Accession Number:
- 0001234452-16-000575
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-21 18:49:03
- Reporting Period:
- 2016-11-20
- Filing Date:
- 2016-11-21
- Accepted Time:
- 2016-11-21 18:49:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1639912 | M Michelle Sterling | 5775 Morehouse Dr. San Diego CA 92121-1714 | Evp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-20 | 3,349 | $0.00 | 11,245 | No | 4 | M | Indirect | by Trust |
| Common Stock | Acquisiton | 2016-11-20 | 2,243 | $0.00 | 13,488 | No | 4 | M | Indirect | by Trust |
| Common Stock | Acquisiton | 2016-11-20 | 1,888 | $0.00 | 15,376 | No | 4 | M | Indirect | by Trust |
| Common Stock | Acquisiton | 2016-11-20 | 1,613 | $0.00 | 16,989 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2016-11-20 | 4,205 | $67.31 | 12,784 | No | 4 | F | Indirect | by Trust |
| Common Stock | Disposition | 2016-11-21 | 9,810 | $66.53 | 2,974 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | F | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2016-11-20 | 1,614 | $0.00 | 1,614 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2016-11-20 | 1,888 | $0.00 | 1,888 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2016-11-20 | 3,349 | $0.00 | 3,349 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2016-11-20 | 2,244 | $0.00 | 2,244 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-11-20 | No | 4 | M | Direct | |
| 1,888 | 2017-11-20 | No | 4 | M | Direct | |
| 13,428 | 2018-11-20 | No | 4 | M | Direct | |
| 11,185 | 2018-11-20 | No | 4 | M | Direct |
Footnotes
- Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.
- The transaction was conducted under a Rule 10b5-1 trading plan.
- The sale prices for this transaction ranged from $66.20 to $67.11. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.
- The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2015, 2016 and 2017.
- The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.
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