Filing Details
- Accession Number:
- 0001104659-16-158415
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-21 18:30:05
- Reporting Period:
- 2016-11-17
- Filing Date:
- 2016-11-21
- Accepted Time:
- 2016-11-21 18:30:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
750004 | Scientific Games Corp | SGMS | Services-Computer Integrated Systems Design (7373) | 810422894 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1354448 | L David Kennedy | C/O Scientific Games Corporation 6650 S. El Camino Road Las Vegas NV 89118 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2016-11-17 | 50,000 | $13.89 | 71,765 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2016-11-18 | 37,500 | $0.00 | 109,265 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2016-11-18 | 14,261 | $13.99 | 95,004 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2016-11-18 | 37,500 | $0.00 | 37,500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
37,500 | No | 4 | M | Direct |
Footnotes
- The transaction was executed in multiple trades at prices ranging from $13.68 to $14.10. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
- Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.
- Represents vesting of restricted stock units granted on December 5, 2013. The balance of the award is scheduled to vest on November 18, 2017. Each unit converts into a share of common stock on a one-for-one basis.