Filing Details
- Accession Number:
- 0001225033-16-000112
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-21 17:56:26
- Reporting Period:
- 2016-11-17
- Filing Date:
- 2016-11-21
- Accepted Time:
- 2016-11-21 17:56:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 883902 | Nci Building Systems Inc | NCS | Prefabricated Metal Buildings & Components (3448) | 760127701 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205070 | C Norman Chambers | 10943 North Sam Houston Parkway West Houston TX 77064 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2016-11-17 | 7,420 | $8.85 | 622,812 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2016-11-17 | 7,420 | $17.50 | 615,392 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2016-11-17 | 59,372 | $17.08 | 556,020 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2016-11-17 | 2,938 | $17.50 | 553,082 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2016-11-18 | 29,078 | $8.85 | 582,160 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2016-11-18 | 29,078 | $17.50 | 553,082 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2016-11-18 | 21,148 | $17.50 | 531,934 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Common Stock, $0.01 par value | Disposition | 2016-11-17 | 7,420 | $0.00 | 7,420 | $8.85 |
| Common Stock, $0.01 Par Value | Common Stock, $0.01 par value | Disposition | 2016-11-18 | 29,078 | $0.00 | 29,078 | $8.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 29,078 | 2019-12-15 | No | 4 | M | Direct | |
| 0 | 2019-12-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.01 Par Value | 23,781 | Indirect | NCI 401(k) Plan |
Footnotes
- The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016.
- Represents the weighted average selling price sold wihtin the range of $17.00 and $17.25. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average selling price sold within the range of $17.50 and $17.65. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Holdings calculated as of November 18, 2016.
- The options vested in four equal installments on Dec. 15, 2010, 2011, 2012 and 2013.
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