Filing Details
- Accession Number:
- 0001144204-16-135711
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-21 17:53:30
- Reporting Period:
- 2016-11-21
- Filing Date:
- 2016-11-21
- Accepted Time:
- 2016-11-21 17:53:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
928340 | Consolidated Water Co Ltd | CWCO | Water Supply (4941) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1561488 | John Tonner | Po Box 1114 Grand Cayman E9 KY1-1102 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-21 | 6,000 | $9.11 | 15,528 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-11-21 | 6,000 | $11.20 | 9,528 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | OPTION (RIGHT TO BUY | Disposition | 2016-11-21 | 6,000 | $0.00 | 6,000 | $9.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-07-15 | 2017-07-14 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $11.10 to $11.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option vested as to 6,000 shares on July 15, 2014. The option was set to expire as to 6,000 shares at the end of the day on July 14, 2017; however, the option was exercised on November 21, 2016 as to an aggregate of 6,000 shares as to which the option would have expired on July 14, 2017. The exercise price of the option equals the market price of the issuer's common stock as of the close of business on the date of grant.