Filing Details
- Accession Number:
- 0001209191-16-151474
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-21 17:06:38
- Reporting Period:
- 2016-11-18
- Filing Date:
- 2016-11-21
- Accepted Time:
- 2016-11-21 17:06:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 108312 | Woodward Inc. | WWD | Electrical Industrial Apparatus (3620) | 361984010 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1336978 | Jr F Robert Weber | 1081 Woodward Way Fort Collins CO 80524 | Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Acquisiton | 2016-11-18 | 26,000 | $32.73 | 45,553 | No | 4 | M | Direct | |
| Woodward, Inc. Common Stock | Disposition | 2016-11-18 | 17,308 | $66.79 | 28,245 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2016-11-18 | 26,000 | $0.00 | 26,000 | $32.73 |
| Woodward, Inc. Common Stock | Phantom Stock | Acquisiton | 2016-11-18 | 1,225 | $67.27 | 1,225 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-11-16 | 2017-11-16 | No | 4 | M | Direct |
| 19,460 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Woodward, Inc. Common Stock | 3,122 | Indirect | Woodward Retirement Savings Plan |
Footnotes
- The reporting person sold shares in multiple same day, same way open market transactions, with prices ranging from $66.73 to $67.06 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the sales. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- The information in this report regarding the number of shares held by the reporting person in the Woodward Retirement Savings Plan (the "Plan") is based on a calculation as of November 18, 2016, and includes 10.98 shares acquired under the Plan since the date of the reporting person's last Form 4 with Table I reporting.
- Options, which expire on November 16, 2017, became exercisable at the rate of 25% per year beginning on November 16, 2008.
- The reporting person participates in the Woodward Executive Benefit Plan (the "Executive Plan") and has elected to have a portion of his Long Term Incentive Plan bonus deferred and denominated in Company stock. Phantom stock units are accrued under the Executive Plan and are to be settled in 100% stock on a one-for-one basis upon separation from the Company. The total shown represents the dollar amount of deferrals divided by the current share price and, therefore, the number of shares reported may fluctuate from period to period. The total shown also includes shares acquired under the Company's Dividend Reinvestment Plan.
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