Filing Details
- Accession Number:
- 0001127602-16-067890
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-21 16:58:36
- Reporting Period:
- 2016-11-17
- Filing Date:
- 2016-11-21
- Accepted Time:
- 2016-11-21 16:58:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1049502 | Mks Instruments Inc | MKSI | Industrial Instruments For Measurement, Display, And Control (3823) | 042277512 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1550572 | L Dennis Werth | 2 Tech Drive Suite 201 Andover MA 01810 | Sr. Vp, Business Units | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-11-17 | 2,100 | $56.50 | 3,738 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2016-11-17 | 1,405 | $56.50 | 2,333 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-11-17 | 2,333 | $56.41 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-11-17 | 5,838 | $20.32 | 5,838 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2016-11-17 | 5,838 | $0.00 | 5,838 | $20.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-03-31 | No | 4 | M | Direct |
Footnotes
- Reflects the disposition of shares to the issuer deemed to occur upon the exercise of a stock appreciation right.
- Shares have been withheld in satisfaction of reporting person's tax withholding obligations resulting from the exercise of stock appreciation rights.
- The stock appreciation right became fully vested on March 31, 2013.
Billionaire Hedge Funds
