Filing Details
- Accession Number:
- 0001140361-16-087423
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-21 16:53:37
- Reporting Period:
- 2016-11-17
- Filing Date:
- 2016-11-21
- Accepted Time:
- 2016-11-21 16:53:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1332551 | Resource Capital Corp. | RSO | Real Estate Investment Trusts (6798) | 202287134 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1616149 | C Robert Lieber | One Crescent Drive, Suite 203 Philadelphia PA 19112 | Ceo & President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-17 | 6,433 | $0.00 | 6,433 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-11-18 | 6,433 | $0.00 | 12,866 | No | 4 | P | Direct | |
8.625% Series C Cumulative Redeemable Preferred Stock | Acquisiton | 2016-11-18 | 1,400 | $0.00 | 1,400 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- On November 17, 2016, the reporting person purchased, in multiple transactions, a total of 6,433 shares of common stock of Resource Capital Corp. ("RSO") at prices ranging from $9.36 to $9.43.
- On November 18, 2016, the reporting person purchased, in multiple transactions, a total of 6,433 shares of common stock of RSO at prices ranging from $9.22 to $9.37.
- On November 18, 2016, the reporting person purchased, in multiple transactions, a total of 1,400 shares of 8.625% Series C Cumulative Redeemable Preferred Stock of RSO at prices ranging from $22.09 to $22.15.