Filing Details
- Accession Number:
- 0001209191-16-151437
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-21 16:14:58
- Reporting Period:
- 2016-11-18
- Filing Date:
- 2016-11-21
- Accepted Time:
- 2016-11-21 16:14:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1047127 | Amkor Technology Inc. | AMKR | Semiconductors & Related Devices (3674) | 231722724 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1581432 | Charles John Stone | 1514 Rockrose Way Chandler AZ 85248 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Amkor Technology, Inc. Common Stock | Acquisiton | 2016-11-18 | 50,000 | $4.28 | 79,722 | No | 4 | M | Direct | |
| Amkor Technology, Inc. Common Stock | Disposition | 2016-11-18 | 50,000 | $12.13 | 29,722 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Amkor Technology, Inc. | Employee Stock Option (Right to Buy) | Disposition | 2016-11-18 | 50,000 | $0.00 | 50,000 | $4.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,000 | 2014-09-09 | 2023-09-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Amkor Technology, Inc. Common Stock | 2,000 | Indirect | Held in Trust |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 12.01 to 12.17.
- This option grant vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16th of the option vests each quarter thereafter, such that 100% of the option will vest on the fourth anniversary of the grant date.
Billionaire Hedge Funds
