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Home > Insider Trading > Filing (0001140361-16-087362)

Filing Details

Accession Number:: 0001140361-16-087362
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-21 14:34:04
Reporting Period:: 2016-11-17

Filing Date:: 2016-11-21
Accepted Time:: 2016-11-21 14:34:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
839087	Vaso Corp	VASO	Electromedical & Electrotherapeutic Apparatus (3845)	112871434

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1403638	Jun Ma	C/O Vaso Corporation 137 Commercial Street, Suite 200 Plainview NY 11803	Chief Exec Officer & President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-11-17	60,000	$0.12	4,329,841	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	2004 Stock Option/Stock Issuance Plan	Acquisiton	2007-07-26	150,000	$0.12	150,000	$0.12

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
150,000		2017-07-25	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,269,841	Direct

Footnotes

Options vest immediately.
Includes 1,050,000 restricted shares issued on 7/5/2016 of which 350,000 vested immediately, and the remaining shares contingently vest as follows: 350,000 on July 5, 2017 and 350,000 on July 5, 2018.