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Filing Details

Accession Number:: 0000905148-16-002096
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-21 10:36:08
Reporting Period:: 2016-08-29

Filing Date:: 2016-11-21
Accepted Time:: 2016-11-21 10:36:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1512499	Lindblad Expeditions Holdings Inc.	LIND	Transportation Services (4700)	274749725

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1647727	Johann Killinger	Heilwigstrasse 96 Hamburg 2M 20249		No	No	No	No
1647744	Klaus Dirk Baldeweg	Up De Worth 19 Hamburg 2M 22391		No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.0001 Par Value Per Share	Disposition	2016-08-29	342,383	$9.12	2,227,128	No	4	S	Indirect	See Footnotes
Common Stock, $0.0001 Par Value Per Share	Disposition	2016-09-01	909	$9.50	2,226,219	No	4	S	Indirect	See Footnotes
Common Stock, $0.0001 Par Value Per Share	Disposition	2016-09-02	2,500	$9.50	2,223,719	No	4	S	Indirect	See Footnotes
Common Stock, $0.0001 Par Value Per Share	Disposition	2016-09-06	8,600	$9.51	2,215,119	No	4	S	Indirect	See Footnotes
Common Stock, $0.0001 Par Value Per Share	Disposition	2016-09-07	4,137	$9.50	2,210,982	No	4	S	Indirect	See Footnotes
Common Stock, $0.0001 Par Value Per Share	Disposition	2016-09-21	5,000	$9.03	2,205,982	No	4	S	Indirect	See Footnotes
Common Stock, $0.0001 Par Value Per Share	Disposition	2016-09-21	5,000	$9.03	2,738,016	No	4	S	Indirect	See Footnotes
Common Stock, $0.0001 Par Value Per Share	Disposition	2016-09-22	5,000	$9.06	2,200,982	No	4	S	Indirect	See Footnotes
Common Stock, $0.0001 Par Value Per Share	Disposition	2016-09-22	5,000	$9.06	2,733,016	No	4	S	Indirect	See Footnotes
Common Stock, $0.0001 Par Value Per Share	Disposition	2016-09-23	5,000	$9.06	2,195,982	No	4	S	Indirect	See Footnotes
Common Stock, $0.0001 Par Value Per Share	Disposition	2016-09-23	5,000	$9.06	2,728,016	No	4	S	Indirect	See Footnotes
Common Stock, $0.0001 Par Value Per Share	Disposition	2016-09-26	5,000	$9.07	2,190,982	No	4	S	Indirect	See Footnotes
Common Stock, $0.0001 Par Value Per Share	Disposition	2016-09-26	5,000	$9.07	2,723,016	No	4	S	Indirect	See Footnotes
Common Stock, $0.0001 Par Value Per Share	Disposition	2016-09-27	5,000	$9.15	2,185,982	No	4	S	Indirect	See Footnotes
Common Stock, $0.0001 Par Value Per Share	Disposition	2016-09-27	5,000	$9.15	2,718,016	No	4	S	Indirect	See Footnotes
Common Stock, $0.0001 Par Value Per Share	Disposition	2016-09-28	320,000	$9.20	1,865,982	No	4	S	Indirect	See Footnotes
Common Stock, $0.0001 Par Value Per Share	Disposition	2016-09-28	80,000	$9.20	2,638,016	No	4	S	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes

Footnotes

These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.
These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director.
Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
This price reflects the weighted average price for open-market sales of Shares on August 29, 2016, within a $1.00 range. The actual prices for these transactions range from $9 to $9.21, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnotes (4) through (11).
This price reflects the weighted average price for open-market sales of Shares on September 6, 2016, within a $1.00 range. The actual prices for these transactions range from $9.5 to $9.55, inclusive.
This price reflects the weighted average price for open-market sales of Shares on September 7, 2016, within a $1.00 range. The actual prices for these transactions range from $9.5 to $9.53, inclusive.
This price reflects the weighted average price for open-market sales of Shares on September 21, 2016, within a $1.00 range. The actual prices for these transactions range from $9.01 to $9.07, inclusive.
This price reflects the weighted average price for open-market sales of Shares on September 22, 2016, within a $1.00 range. The actual prices for these transactions range from $9.03 to $9.1, inclusive.
This price reflects the weighted average price for open-market sales of Shares on September 23, 2016, within a $1.00 range. The actual prices for these transactions range from $9.05 to $9.9, inclusive.
This price reflects the weighted average price for open-market sales of Shares on September 26, 2016, within a $1.00 range. The actual prices for these transactions range from $9.05 to $9.11, inclusive.
This price reflects the weighted average price for open-market sales of Shares on September 27, 2016, within a $1.00 range. The actual prices for these transactions range from $9.09 to $9.25, inclusive.