Filing Details

Accession Number:
0000905148-16-002094
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-21 10:33:27
Reporting Period:
2016-07-11
Filing Date:
2016-11-21
Accepted Time:
2016-11-21 10:33:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1512499 Lindblad Expeditions Holdings Inc. LIND Transportation Services (4700) 274749725
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1647727 Johann Killinger Heilwigstrasse 96
Hamburg 2M 20249
No No No No
1647744 Klaus Dirk Baldeweg Up De Worth 19
Hamburg 2M 22391
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.0001 Par Value Per Share Disposition 2016-07-11 13,469 $9.93 3,014,754 No 4 S Indirect See Footnotes
Common Stock, $0.0001 Par Value Per Share Disposition 2016-07-11 2,940 $9.93 2,860,797 No 4 S Indirect See Footnotes
Common Stock, $0.0001 Par Value Per Share Disposition 2016-07-12 59,061 $9.99 2,955,693 No 4 S Indirect See Footnotes
Common Stock, $0.0001 Par Value Per Share Disposition 2016-07-12 25,396 $9.99 2,835,401 No 4 S Indirect See Footnotes
Common Stock, $0.0001 Par Value Per Share Disposition 2016-07-13 17,393 $10.00 2,938,300 No 4 S Indirect See Footnotes
Common Stock, $0.0001 Par Value Per Share Disposition 2016-07-13 4,872 $10.00 2,830,529 No 4 S Indirect See Footnotes
Common Stock, $0.0001 Par Value Per Share Disposition 2016-07-14 5,329 $10.00 2,932,971 No 4 S Indirect See Footnotes
Common Stock, $0.0001 Par Value Per Share Disposition 2016-07-15 52,000 $9.97 2,880,971 No 4 S Indirect See Footnotes
Common Stock, $0.0001 Par Value Per Share Disposition 2016-07-15 21,918 $9.97 2,808,611 No 4 S Indirect See Footnotes
Common Stock, $0.0001 Par Value Per Share Disposition 2016-07-18 3,177 $9.95 2,877,794 No 4 S Indirect See Footnotes
Common Stock, $0.0001 Par Value Per Share Disposition 2016-07-19 20,864 $9.87 2,856,930 No 4 S Indirect See Footnotes
Common Stock, $0.0001 Par Value Per Share Disposition 2016-07-19 6,582 $9.87 2,802,029 No 4 S Indirect See Footnotes
Common Stock, $0.0001 Par Value Per Share Disposition 2016-07-20 2,945 $9.90 2,853,985 No 4 S Indirect See Footnotes
Common Stock, $0.0001 Par Value Per Share Disposition 2016-07-21 5,843 $9.90 2,848,142 No 4 S Indirect See Footnotes
Common Stock, $0.0001 Par Value Per Share Disposition 2016-07-22 12,462 $9.92 2,835,680 No 4 S Indirect See Footnotes
Common Stock, $0.0001 Par Value Per Share Disposition 2016-07-22 2,444 $9.92 2,799,585 No 4 S Indirect See Footnotes
Common Stock, $0.0001 Par Value Per Share Disposition 2016-07-25 1,627 $9.93 2,834,053 No 4 S Indirect See Footnotes
Common Stock, $0.0001 Par Value Per Share Disposition 2016-07-26 3,350 $9.82 2,830,703 No 4 S Indirect See Footnotes
Common Stock, $0.0001 Par Value Per Share Disposition 2016-07-27 11,710 $9.81 2,818,993 No 4 S Indirect See Footnotes
Common Stock, $0.0001 Par Value Per Share Disposition 2016-07-27 2,073 $9.81 2,797,512 No 4 S Indirect See Footnotes
Common Stock, $0.0001 Par Value Per Share Disposition 2016-07-28 5,000 $9.80 2,813,993 No 4 S Indirect See Footnotes
Common Stock, $0.0001 Par Value Per Share Disposition 2016-07-29 55,017 $9.91 2,758,976 No 4 S Indirect See Footnotes
Common Stock, $0.0001 Par Value Per Share Disposition 2016-07-29 23,759 $9.91 2,773,753 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
Footnotes
  1. These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.
  2. These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director.
  3. Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  4. This price reflects the weighted average price for open-market sales of Shares on July 11, 2016, within a $1.00 range. The actual prices for these transactions range from $9.90 to $9.94, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnotes (4) through (15).
  5. This price reflects the weighted average price for open-market sales of Shares on July 12, 2016, within a $1.00 range. The actual prices for these transactions range from $9.92 to $10.05, inclusive.
  6. This price reflects the weighted average price for open-market sales of Shares on July 13, 2016, within a $1.00 range. The actual prices for these transactions range from $10 to $10.05, inclusive.
  7. This price reflects the weighted average price for open-market sales of Shares on July 15, 2016, within a $1.00 range. The actual prices for these transactions range from $9.92 to $10.02, inclusive.
  8. This price reflects the weighted average price for open-market sales of Shares on July 19, 2016, within a $1.00 range. The actual prices for these transactions range from $9.87 to $9.95, inclusive.
  9. This price reflects the weighted average price for open-market sales of Shares on July 20, 2016, within a $1.00 range. The actual prices for these transactions range from $9.9 to $9.95, inclusive.
  10. This price reflects the weighted average price for open-market sales of Shares on July 21, 2016, within a $1.00 range. The actual prices for these transactions range from $9.9 to $9.95, inclusive.
  11. This price reflects the weighted average price for open-market sales of Shares on July 22, 2016, within a $1.00 range. The actual prices for these transactions range from $9.9 to $9.97, inclusive.
  12. This price reflects the weighted average price for open-market sales of Shares on July 25, 2016, within a $1.00 range. The actual prices for these transactions range from $9.9 to $9.95, inclusive.
  13. This price reflects the weighted average price for open-market sales of Shares on July 26, 2016, within a $1.00 range. The actual prices for these transactions range from $9.8 to $9.9, inclusive.
  14. This price reflects the weighted average price for open-market sales of Shares on July 27, 2016, within a $1.00 range. The actual prices for these transactions range from $9.8 to $9.85, inclusive.
  15. This price reflects the weighted average price for open-market sales of Shares on July 29, 2016, within a $1.00 range. The actual prices for these transactions range from $9.8 to $9.96, inclusive.