Filing Details
- Accession Number:
- 0000905148-16-002094
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-21 10:33:27
- Reporting Period:
- 2016-07-11
- Filing Date:
- 2016-11-21
- Accepted Time:
- 2016-11-21 10:33:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1512499 | Lindblad Expeditions Holdings Inc. | LIND | Transportation Services (4700) | 274749725 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1647727 | Johann Killinger | Heilwigstrasse 96 Hamburg 2M 20249 | No | No | No | No | |
1647744 | Klaus Dirk Baldeweg | Up De Worth 19 Hamburg 2M 22391 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-07-11 | 13,469 | $9.93 | 3,014,754 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-07-11 | 2,940 | $9.93 | 2,860,797 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-07-12 | 59,061 | $9.99 | 2,955,693 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-07-12 | 25,396 | $9.99 | 2,835,401 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-07-13 | 17,393 | $10.00 | 2,938,300 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-07-13 | 4,872 | $10.00 | 2,830,529 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-07-14 | 5,329 | $10.00 | 2,932,971 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-07-15 | 52,000 | $9.97 | 2,880,971 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-07-15 | 21,918 | $9.97 | 2,808,611 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-07-18 | 3,177 | $9.95 | 2,877,794 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-07-19 | 20,864 | $9.87 | 2,856,930 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-07-19 | 6,582 | $9.87 | 2,802,029 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-07-20 | 2,945 | $9.90 | 2,853,985 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-07-21 | 5,843 | $9.90 | 2,848,142 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-07-22 | 12,462 | $9.92 | 2,835,680 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-07-22 | 2,444 | $9.92 | 2,799,585 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-07-25 | 1,627 | $9.93 | 2,834,053 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-07-26 | 3,350 | $9.82 | 2,830,703 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-07-27 | 11,710 | $9.81 | 2,818,993 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-07-27 | 2,073 | $9.81 | 2,797,512 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-07-28 | 5,000 | $9.80 | 2,813,993 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-07-29 | 55,017 | $9.91 | 2,758,976 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-07-29 | 23,759 | $9.91 | 2,773,753 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Footnotes
- These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.
- These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director.
- Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- This price reflects the weighted average price for open-market sales of Shares on July 11, 2016, within a $1.00 range. The actual prices for these transactions range from $9.90 to $9.94, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnotes (4) through (15).
- This price reflects the weighted average price for open-market sales of Shares on July 12, 2016, within a $1.00 range. The actual prices for these transactions range from $9.92 to $10.05, inclusive.
- This price reflects the weighted average price for open-market sales of Shares on July 13, 2016, within a $1.00 range. The actual prices for these transactions range from $10 to $10.05, inclusive.
- This price reflects the weighted average price for open-market sales of Shares on July 15, 2016, within a $1.00 range. The actual prices for these transactions range from $9.92 to $10.02, inclusive.
- This price reflects the weighted average price for open-market sales of Shares on July 19, 2016, within a $1.00 range. The actual prices for these transactions range from $9.87 to $9.95, inclusive.
- This price reflects the weighted average price for open-market sales of Shares on July 20, 2016, within a $1.00 range. The actual prices for these transactions range from $9.9 to $9.95, inclusive.
- This price reflects the weighted average price for open-market sales of Shares on July 21, 2016, within a $1.00 range. The actual prices for these transactions range from $9.9 to $9.95, inclusive.
- This price reflects the weighted average price for open-market sales of Shares on July 22, 2016, within a $1.00 range. The actual prices for these transactions range from $9.9 to $9.97, inclusive.
- This price reflects the weighted average price for open-market sales of Shares on July 25, 2016, within a $1.00 range. The actual prices for these transactions range from $9.9 to $9.95, inclusive.
- This price reflects the weighted average price for open-market sales of Shares on July 26, 2016, within a $1.00 range. The actual prices for these transactions range from $9.8 to $9.9, inclusive.
- This price reflects the weighted average price for open-market sales of Shares on July 27, 2016, within a $1.00 range. The actual prices for these transactions range from $9.8 to $9.85, inclusive.
- This price reflects the weighted average price for open-market sales of Shares on July 29, 2016, within a $1.00 range. The actual prices for these transactions range from $9.8 to $9.96, inclusive.