Filing Details

Accession Number:
0001127602-16-067818
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-18 18:44:41
Reporting Period:
2016-11-16
Filing Date:
2016-11-18
Accepted Time:
2016-11-18 18:44:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1139812 Mb Financial Inc MBFI National Commercial Banks (6021) 364460265
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1668065 John Francoeur C/O Mb Financial, Inc.
6111 North River Road
Rosemont IL 60018
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-16 443 $20.40 7,382 No 4 M Direct
Common Stock Acquisiton 2016-11-16 1,095 $27.09 8,477 No 4 M Direct
Common Stock Acquisiton 2016-11-16 759 $29.80 9,236 No 4 M Direct
Common Stock Acquisiton 2016-11-16 289 $31.26 9,525 No 4 M Direct
Common Stock Disposition 2016-11-16 2,088 $42.26 7,437 No 4 F Direct
Common Stock Disposition 2016-11-18 600 $43.00 6,837 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2016-11-16 443 $0.00 443 $20.40
Common Stock Stock Option (Right to Buy) Disposition 2016-11-16 1,095 $0.00 1,095 $27.09
Common Stock Stock Option (Right to Buy) Disposition 2016-11-16 759 $0.00 759 $29.80
Common Stock Stock Option (Right to Buy) Disposition 2016-11-16 289 $0.00 289 $31.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-08-29 2022-08-29 No 4 M Direct
365 2014-08-28 2023-08-28 No 4 M Direct
758 2015-02-26 2024-02-26 No 4 M Direct
866 2016-02-25 2025-02-25 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $30.33 2017-02-24 2026-02-24 1,945 1,945 Direct
Common Stock Restricted Stock Units $0.00 421 421 Direct
Common Stock Restricted Stock Units $0.00 1,329 1,329 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-02-24 1,945 1,945 Direct
421 421 Direct
1,329 1,329 Direct
Footnotes
  1. Transaction represents withholding of shares based on net exercises to satisfy tax withholding obligations and exercise costs.
  2. Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on August 29, 2013).
  3. Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on August 28, 2014).
  4. Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. the option vests annually over 4 years (25% per year beginning February 26, 2015).
  5. Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
  6. Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
  7. Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 24, 2017 and one-half of the restricted stock units are scheduled to vest on February 24, 2018.
  8. Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).