Filing Details
- Accession Number:
- 0001493152-16-015280
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-11-18 17:10:04
- Reporting Period:
- 2016-04-19
- Filing Date:
- 2016-11-18
- Accepted Time:
- 2016-11-18 17:10:04
- Original Submission Date:
- 2016-04-21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1133416 | Galectin Therapeutics Inc | GALT | Pharmaceutical Preparations (2834) | 043562325 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1260641 | C James Czirr | C/O Galectin Therapeutics, Inc. 4960 Peachtree Industrial Blvd., Suite 240 Norcross GA 30071 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-04-19 | 33,100 | $1.68 | 3,271,909 | No | 4 | S | Indirect | By 10X Fund, LP |
Common Stock | Disposition | 2016-04-20 | 11,212 | $1.57 | 3,260,697 | No | 4 | S | Indirect | By 10X Fund, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By 10X Fund, LP |
No | 4 | S | Indirect | By 10X Fund, LP |
Footnotes
- Reflects weighted average price. Range of gross prices were between $1.69 and $1.715. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. This Form 4/A amends the original filing to show the net sales price after deduction of commissions charged by the selling broker.
- Reflects weighted average price. Range of gross prices were between $1.55 and $1.62. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. This Form 4/A amends the original filing to show the net sales price after deduction of commissions charged by the selling broker.
- The transaction was consummated by 10X Fund, L.P., a Delaware limited partnership, and not by the Reporting Person. The Reporting Person is a managing member of 10X Capital Management, LLC, a Florida limited liability company acting as the general partner of 10X Fund, L.P., and as such, may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. Mr. Czirr disclaims beneficial ownership of the reported securities except to the extent of his after fund payout pecuniary interest therein.