Filing Details
- Accession Number:
- 0000899243-16-033894
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-18 17:00:19
- Reporting Period:
- 2016-11-17
- Filing Date:
- 2016-11-18
- Accepted Time:
- 2016-11-18 17:00:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1659228 | Bats Global Markets Inc. | BATS | Security Brokers, Dealers & Flotation Companies (6211) | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1060749 | Knight Capital Group Llc | C/O Kcg Holdings, Inc. 300 Vesey Street New York NY 10282 | No | No | Yes | No | |
1569391 | Kcg Holdings, Inc. | 300 Vesey Street New York NY 10282 | No | No | Yes | No | |
1672448 | Kcg Strategic Holdings Llc | C/O Kcg Holdings, Inc. 300 Vesey Street New York NY 10282 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-11-17 | 8,863,252 | $31.09 | 2,380,205 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-11-18 | 2,174,654 | $30.35 | 205,551 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The reporting person, a wholly owned subsidiary of KCG Holdings, Inc., a Delaware corporation ("KCG") sold the shares of Common Stock at a price per share equal to $31.09, the closing stock price of such shares on the Bats BZX Exchange on November 16, 2016, to an affiliate of General Atlantic, LLC ("General Atlantic") in exchange for 18,709,027 shares of common stock of KCG and 8,094,683 warrants to purchase shares of common stock of KCG held by General Atlantic. The transaction is expected to close by the end of November 2016, except that a portion of the transaction involving the sale by the reporting person of 47,716 shares of Common Stock will be settled in early January 2017.