Filing Details

Accession Number:
0000899243-16-033894
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-18 17:00:19
Reporting Period:
2016-11-17
Filing Date:
2016-11-18
Accepted Time:
2016-11-18 17:00:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1659228 Bats Global Markets Inc. BATS Security Brokers, Dealers & Flotation Companies (6211) DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1060749 Knight Capital Group Llc C/O Kcg Holdings, Inc.
300 Vesey Street
New York NY 10282
No No Yes No
1569391 Kcg Holdings, Inc. 300 Vesey Street
New York NY 10282
No No Yes No
1672448 Kcg Strategic Holdings Llc C/O Kcg Holdings, Inc.
300 Vesey Street
New York NY 10282
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-17 8,863,252 $31.09 2,380,205 No 4 S Direct
Common Stock Disposition 2016-11-18 2,174,654 $30.35 205,551 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The reporting person, a wholly owned subsidiary of KCG Holdings, Inc., a Delaware corporation ("KCG") sold the shares of Common Stock at a price per share equal to $31.09, the closing stock price of such shares on the Bats BZX Exchange on November 16, 2016, to an affiliate of General Atlantic, LLC ("General Atlantic") in exchange for 18,709,027 shares of common stock of KCG and 8,094,683 warrants to purchase shares of common stock of KCG held by General Atlantic. The transaction is expected to close by the end of November 2016, except that a portion of the transaction involving the sale by the reporting person of 47,716 shares of Common Stock will be settled in early January 2017.