Filing Details
- Accession Number:
- 0001140361-16-087275
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-18 16:51:32
- Reporting Period:
- 2016-11-16
- Filing Date:
- 2016-11-18
- Accepted Time:
- 2016-11-18 16:51:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1332551 | Resource Capital Corp. | RSO | () | SC |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1026285 | L Andrew Farkas | One Crescent Drive, Suite 203 Philadelphia PA 19112 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
8.50% Series A Cumulative Redeemable Preferred Stock | Acquisiton | 2016-11-16 | 21,276 | $0.00 | 21,276 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-11-17 | 21,444 | $0.00 | 21,444 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 715,396 | Indirect | See Footnote |
Footnotes
- On November 16, 2016, the reporting person purchased, in multiple transactions, a total of 21,276 shares of 8.50% Series A Cumulative Redeemable Preferred Stock of Resource Capital Corp. ("RSO") at prices ranging from $22.40 to $23.50.
- On November 17, 2016, the reporting person purchased, in multiple transactions, a total of 21,444 shares of common stock of RSO at prices ranging from $9.36 to $9.43.
- Shares are collectively held by Resource Capital Investor, Inc. and Resource Capital Manager, Inc., each indirect wholly-owned subsidiaries of C-III Capital Partners LLC ("C-III"). C-III is externally managed by Island Capital Group LLC,of which the reporting person is the managing member and thus has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.