Filing Details
- Accession Number:
- 0001225208-16-041997
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-11-18 16:51:00
- Reporting Period:
- 2016-11-10
- Filing Date:
- 2016-11-18
- Accepted Time:
- 2016-11-18 16:51:00
- Original Submission Date:
- 2016-11-18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1656828 | A Marie Chandoha | 211 Main Street San Francisco CA 94105 | President - Csim | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-11-10 | 11,026 | $35.00 | 3,018 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by Trust |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2015.
- The amount following the transaction on November 10, 2016 was 3,018, as correctly reported on November 14, 2016. Please diresgard amendment filed on November 18, 2016, referencing the amount as 17,018.