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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
727273	Cadiz Inc	CDZI	Water Supply (4941)	770313235

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1299311	H Winston Hickox	C/O Cadiz Inc. 550 South Hope Street, Suite 2850 Los Angeles CA 90071		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-11-16	3,000	$9.03	33,000	No	4	P	Indirect	By Spouse
Common Stock	Acquisiton	2016-11-17	2,000	$9.28	35,000	No	4	P	Indirect	By Spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Spouse
No	4	P	Indirect	By Spouse

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	67,133	Direct

Footnotes

The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $9.0255 to $9.05. The Reporting Person undertakes to provide Cadiz Inc., any security holders of Cadiz Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.
Includes 3,473 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2016, which shares will vest on January 31, 2017.