Filing Details

Accession Number:
0001437749-16-042406
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-18 16:02:54
Reporting Period:
2016-11-16
Filing Date:
2016-11-18
Accepted Time:
2016-11-18 16:02:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
787253 Natural Alternatives International Inc NAII Medicinal Chemicals & Botanical Products (2833) 841007839
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1115556 A Mark Ledoux 1535 Faraday Avenue
Carlsbad CA 92008
Ceo/Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-16 11,389 $12.00 82,012 No 4 S Direct
Common Stock Disposition 2016-11-17 9,000 $0.00 73,012 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 G Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 189,797 Indirect By Self as Trustee for the LeDoux Family Trust U/D/T December 21, 1992
Common Stock 545,000 Indirect By LeDoux Family Limited Partnership
Common Stock 41,416 Indirect By IRA
Common Stock 7,200 Indirect By Self as Custodian for Marcelle Jeannette LeDoux
Common Stock 800 Indirect By Self as Custodian for Jean-Marc Emile LeDoux
Common Stock 28,000 Indirect By 401 (K)
Footnotes
  1. Represents sale of 4,810 shares owned individually and 6,579 shares owned as Joint Tenants with spouse.
  2. Represents a gift of 9,000 shares to a private foundation.