Filing Details
- Accession Number:
- 0001127602-16-067730
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-18 14:49:59
- Reporting Period:
- 2016-11-17
- Filing Date:
- 2016-11-18
- Accepted Time:
- 2016-11-18 14:49:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1373835 | Spectra Energy Corp. | SE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1186942 | L Gregory Ebel | 5400 Westheimer Court Houston TX 77056-5310 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-17 | 76,700 | $25.64 | 360,600 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-11-17 | 66,587 | $40.78 | 294,013 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-11-17 | 76,700 | $0.00 | 76,700 | $25.64 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-02-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,572 | Indirect | By Spouse Retirement Savings Plan |
Common Stock | 5,963 | Indirect | Retirement Savings Plan |
Footnotes
- The price reported is a weighted average. The shares were sold in multiple transaction at prices ranging from $40.64 to $40.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Vests in three annual installments beginning February, 2008.