Filing Details
- Accession Number:
- 0001225208-16-041975
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-11-18 12:37:46
- Reporting Period:
- 2016-11-10
- Filing Date:
- 2016-11-18
- Accepted Time:
- 2016-11-18 12:37:46
- Original Submission Date:
- 2016-11-14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1656828 | A Marie Chandoha | 211 Main Street San Francisco CA 94105 | President - Csim | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-11-10 | 11,026 | $35.00 | 17,018 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by Trust |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2015.
- The amount following the transaction on November 10, 2016 was 17,018, as opposed to 3,018, as was reported on November 10, 2016.