Filing Details
- Accession Number:
- 0001140361-16-087160
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-18 10:37:20
- Reporting Period:
- 2016-11-16
- Filing Date:
- 2016-11-18
- Accepted Time:
- 2016-11-18 10:37:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1609065 | Pathfinder Bancorp Inc. | PBHC | State Commercial Banks (6022) | 161540137 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1679604 | Walter Rusnak | 214 West First Street Oswego NY 13126 | Vice President Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-12 | 490 | $12.25 | 5,490 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2016-08-12 | 510 | $12.21 | 6,000 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2016-08-24 | 1,000 | $12.24 | 7,000 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2016-08-30 | 1,000 | $12.08 | 8,000 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2016-11-16 | 2,000 | $12.09 | 10,000 | No | 4 | P | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,000 | Indirect | By IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $10.81 | 2017-04-01 | 2026-04-01 | 8,237 | 8,237 | Direct |
| Common Stock | Stock Options | $11.35 | 2017-05-06 | 2026-05-06 | 2,636 | 10,873 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-04-01 | 8,237 | 8,237 | Direct |
| 2026-05-06 | 2,636 | 10,873 | Direct |
Footnotes
- (1) Stock options vest at a rate of 20% per year commencing on April 1, 2017
- (2) Stock options vest at a rate of 20% commencing on May 6, 2017
Billionaire Hedge Funds
