Filing Details
- Accession Number:
- 0001127602-16-067701
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-18 09:48:56
- Reporting Period:
- 2016-11-17
- Filing Date:
- 2016-11-18
- Accepted Time:
- 2016-11-18 09:48:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1518599 | L Julie Bushman | 3M Center St. Paul MN 55144-1000 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-17 | 10,424 | $77.18 | 32,717 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-17 | 2,424 | $173.00 | 30,293 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-17 | 100 | $173.00 | 30,193 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-17 | 200 | $173.01 | 29,993 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-17 | 200 | $173.02 | 29,793 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-17 | 200 | $173.02 | 29,593 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-17 | 3,100 | $173.03 | 26,493 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-17 | 4,200 | $173.03 | 22,293 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2016-11-17 | 10,424 | $0.00 | 10,424 | $77.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-05-13 | 2018-05-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 800 | Indirect | by 401k/paesop Trust |
Billionaire Hedge Funds
