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Home > Insider Trading > Filing (0001209191-16-151062)

Filing Details

Accession Number:: 0001209191-16-151062
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-17 21:16:27
Reporting Period:: 2016-11-16

Filing Date:: 2016-11-17
Accepted Time:: 2016-11-17 21:16:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1621832	Aqua Metals Inc.	AQMS	Secondary Smelting & Refining Of Nonferrous Metals (3341)	471169572

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1649347	R. Stephen Clarke	1010 Atlantic Ave. Alameda CA 94501	President And Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-11-16	20,000	$10.00	1,028,637	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	732,559	Indirect	By corporation

Footnotes

Represents shares held by AIC of Nevada, Inc. of which the reporting person is an officer, director and 19% shareholder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.