Filing Details

Accession Number:
0000899243-16-033835
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-17 20:15:21
Reporting Period:
2016-11-15
Filing Date:
2016-11-17
Accepted Time:
2016-11-17 20:15:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403528 Oaktree Capital Group Llc OAK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1372704 M David Kirchheimer C/O Oaktree Capital Group, Llc
333 South Grand Avenue, 28Th Floor
Los Angeles CA 90071
See Remarks Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Units Disposition 2016-11-15 8,333 $40.90 66,667 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $40.80 to $41.05. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.