Filing Details
- Accession Number:
- 0000907242-16-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-17 19:40:26
- Reporting Period:
- 2016-11-16
- Filing Date:
- 2016-11-17
- Accepted Time:
- 2016-11-17 19:40:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
907242 | Monarch Casino & Resort Inc | MCRI | Hotels & Motels (7011) | 880300760 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1548756 | David-Jacques Farahi | 3800 S. Virginia Street Reno NV 89502 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stck | Disposition | 2016-11-16 | 5,000 | $24.76 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option/Right to buy | $23.63 | 2019-09-01 | 2026-09-01 | 11,667 | 163,333 | Direct |
Common Stock | Option/Right to buy | $23.52 | 2019-08-01 | 2026-08-01 | 6,666 | 163,333 | Direct |
Common Stock | Option/Right to buy | $20.49 | 2019-03-01 | 2026-03-01 | 1,666 | 163,333 | Direct |
Common Stock | Option/Right to buy | $17.60 | 2018-08-21 | 2025-08-21 | 10,000 | 163,333 | Direct |
Common Stock | Option/Right to buy | $18.44 | 2018-08-13 | 2025-08-13 | 1,667 | 163,333 | Direct |
Common Stock | Option/Right to buy | $20.69 | 2018-07-12 | 2025-07-12 | 6,667 | 163,333 | Direct |
Common Stock | Option/Right to buy | $17.08 | 2018-02-10 | 2025-02-10 | 1,667 | 163,333 | Direct |
Common Stock | Option/Right to buy | $12.40 | 2017-08-13 | 2024-08-13 | 1,667 | 163,333 | Direct |
Common Stock | Option/Right to buy | $14.95 | 2017-07-12 | 2024-07-12 | 6,667 | 163,333 | Direct |
Common Stock | Option/Right to buy | $18.41 | 2017-02-10 | 2024-02-10 | 1,666 | 163,333 | Direct |
Common Stock | Option/Right to buy | $19.00 | 2024-01-17 | 40,000 | 163,333 | Direct | |
Common Stock | Option/Right to buy | $20.00 | 2016-08-13 | 2023-08-13 | 1,667 | 163,333 | Direct |
Common Stock | Option/Right to buy | $17.79 | 2016-07-12 | 2023-07-12 | 6,666 | 163,333 | Direct |
Common Stock | Option/Right to buy | $10.33 | 2016-02-10 | 2023-02-10 | 1,666 | 163,333 | Direct |
Common Stock | Option/Right to buy | $7.55 | 2022-08-21 | 30,000 | 163,333 | Direct | |
Common Stock | Option/Right to buy | $7.42 | 2015-08-13 | 2022-08-13 | 1,667 | 163,333 | Direct |
Common Stock | Option/Right to buy | $9.30 | 2014-08-13 | 2021-08-13 | 1,667 | 163,333 | Direct |
Common Stock | Option/Right to buy | $10.20 | 2020-07-12 | 20,000 | 163,333 | Direct | |
Common Stock | Option/Right to buy | $11.15 | 2020-06-21 | 5,000 | 163,333 | Direct | |
Common Stock | Option/Right to buy | $6.72 | 2020-02-10 | 5,000 | 163,333 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-09-01 | 11,667 | 163,333 | Direct |
2026-08-01 | 6,666 | 163,333 | Direct |
2026-03-01 | 1,666 | 163,333 | Direct |
2025-08-21 | 10,000 | 163,333 | Direct |
2025-08-13 | 1,667 | 163,333 | Direct |
2025-07-12 | 6,667 | 163,333 | Direct |
2025-02-10 | 1,667 | 163,333 | Direct |
2024-08-13 | 1,667 | 163,333 | Direct |
2024-07-12 | 6,667 | 163,333 | Direct |
2024-02-10 | 1,666 | 163,333 | Direct |
2024-01-17 | 40,000 | 163,333 | Direct |
2023-08-13 | 1,667 | 163,333 | Direct |
2023-07-12 | 6,666 | 163,333 | Direct |
2023-02-10 | 1,666 | 163,333 | Direct |
2022-08-21 | 30,000 | 163,333 | Direct |
2022-08-13 | 1,667 | 163,333 | Direct |
2021-08-13 | 1,667 | 163,333 | Direct |
2020-07-12 | 20,000 | 163,333 | Direct |
2020-06-21 | 5,000 | 163,333 | Direct |
2020-02-10 | 5,000 | 163,333 | Direct |
Footnotes
- On January 17, 2014, Mr. Farahi was granted 40,000 stock options, which vest as follows: 13,333 vest on January 17, 2017; 13,333 vest on January 17, 2018 and 13,334 vest on January 17, 2019.
- On August 21, 2012, Mr. Farahi was granted 30,000 stock options, which vest as follows: 10,000 vest on August 21, 2015; 10,000 vest on August 21, 2016 and 10,000 vest on August 21, 2017.
- On July 12, 2010, Mr. Farahi was granted 20,000 stock options, which vest as follows: 6,666 vest on July 12, 2013; 6,667 vest on July 12, 2014 and 6,667 vest on July 12, 2015.
- On June 21, 2010, Mr. Farahi was granted 5,000 stock options, which vest as follows: 1,666 vest on June 21, 2013; 1,667 vest on June 21, 2014 and 1,667 vest on June 21, 2015.
- On February 10, 2010, Mr. Farahi was granted 5,000 stock options, which vest as follows: 1,666 vest on February 10, 2013; 1,667 vest on February 10, 2014 and 1,667 vest on February 10, 2015.