Filing Details

Accession Number:
0000907242-16-000029
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-17 19:40:26
Reporting Period:
2016-11-16
Filing Date:
2016-11-17
Accepted Time:
2016-11-17 19:40:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
907242 Monarch Casino & Resort Inc MCRI Hotels & Motels (7011) 880300760
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1548756 David-Jacques Farahi 3800 S. Virginia Street
Reno NV 89502
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stck Disposition 2016-11-16 5,000 $24.76 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option/Right to buy $23.63 2019-09-01 2026-09-01 11,667 163,333 Direct
Common Stock Option/Right to buy $23.52 2019-08-01 2026-08-01 6,666 163,333 Direct
Common Stock Option/Right to buy $20.49 2019-03-01 2026-03-01 1,666 163,333 Direct
Common Stock Option/Right to buy $17.60 2018-08-21 2025-08-21 10,000 163,333 Direct
Common Stock Option/Right to buy $18.44 2018-08-13 2025-08-13 1,667 163,333 Direct
Common Stock Option/Right to buy $20.69 2018-07-12 2025-07-12 6,667 163,333 Direct
Common Stock Option/Right to buy $17.08 2018-02-10 2025-02-10 1,667 163,333 Direct
Common Stock Option/Right to buy $12.40 2017-08-13 2024-08-13 1,667 163,333 Direct
Common Stock Option/Right to buy $14.95 2017-07-12 2024-07-12 6,667 163,333 Direct
Common Stock Option/Right to buy $18.41 2017-02-10 2024-02-10 1,666 163,333 Direct
Common Stock Option/Right to buy $19.00 2024-01-17 40,000 163,333 Direct
Common Stock Option/Right to buy $20.00 2016-08-13 2023-08-13 1,667 163,333 Direct
Common Stock Option/Right to buy $17.79 2016-07-12 2023-07-12 6,666 163,333 Direct
Common Stock Option/Right to buy $10.33 2016-02-10 2023-02-10 1,666 163,333 Direct
Common Stock Option/Right to buy $7.55 2022-08-21 30,000 163,333 Direct
Common Stock Option/Right to buy $7.42 2015-08-13 2022-08-13 1,667 163,333 Direct
Common Stock Option/Right to buy $9.30 2014-08-13 2021-08-13 1,667 163,333 Direct
Common Stock Option/Right to buy $10.20 2020-07-12 20,000 163,333 Direct
Common Stock Option/Right to buy $11.15 2020-06-21 5,000 163,333 Direct
Common Stock Option/Right to buy $6.72 2020-02-10 5,000 163,333 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-09-01 11,667 163,333 Direct
2026-08-01 6,666 163,333 Direct
2026-03-01 1,666 163,333 Direct
2025-08-21 10,000 163,333 Direct
2025-08-13 1,667 163,333 Direct
2025-07-12 6,667 163,333 Direct
2025-02-10 1,667 163,333 Direct
2024-08-13 1,667 163,333 Direct
2024-07-12 6,667 163,333 Direct
2024-02-10 1,666 163,333 Direct
2024-01-17 40,000 163,333 Direct
2023-08-13 1,667 163,333 Direct
2023-07-12 6,666 163,333 Direct
2023-02-10 1,666 163,333 Direct
2022-08-21 30,000 163,333 Direct
2022-08-13 1,667 163,333 Direct
2021-08-13 1,667 163,333 Direct
2020-07-12 20,000 163,333 Direct
2020-06-21 5,000 163,333 Direct
2020-02-10 5,000 163,333 Direct
Footnotes
  1. On January 17, 2014, Mr. Farahi was granted 40,000 stock options, which vest as follows: 13,333 vest on January 17, 2017; 13,333 vest on January 17, 2018 and 13,334 vest on January 17, 2019.
  2. On August 21, 2012, Mr. Farahi was granted 30,000 stock options, which vest as follows: 10,000 vest on August 21, 2015; 10,000 vest on August 21, 2016 and 10,000 vest on August 21, 2017.
  3. On July 12, 2010, Mr. Farahi was granted 20,000 stock options, which vest as follows: 6,666 vest on July 12, 2013; 6,667 vest on July 12, 2014 and 6,667 vest on July 12, 2015.
  4. On June 21, 2010, Mr. Farahi was granted 5,000 stock options, which vest as follows: 1,666 vest on June 21, 2013; 1,667 vest on June 21, 2014 and 1,667 vest on June 21, 2015.
  5. On February 10, 2010, Mr. Farahi was granted 5,000 stock options, which vest as follows: 1,666 vest on February 10, 2013; 1,667 vest on February 10, 2014 and 1,667 vest on February 10, 2015.