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Home > Insider Trading > Filing (0001209191-16-150996)

Filing Details

Accession Number:: 0001209191-16-150996
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-17 18:51:58
Reporting Period:: 2016-11-16

Filing Date:: 2016-11-17
Accepted Time:: 2016-11-17 18:51:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1430592	Financial Engines Inc.	FNGN	Investment Advice (6282)	943250323

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1674591	Jr Lewis Antone	1050 Enterprise Way 3Rd Floor Sunnyvale CA 94089	Evp, General Counsel And Sec.	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-11-16	960	$32.00	2,388	No	4	S	Direct
Common Stock	Acquisiton	2016-11-16	1,020	$0.00	3,408	No	4	M	Direct
Common Stock	Disposition	2016-11-16	333	$33.30	3,075	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2016-11-16	1,020	$0.00	1,020	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	M	Direct

Footnotes

The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2016.
Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
The restricted stock units vest in four annual installments beginning 11/16/13.
No expiration date.