Home > Insider Trading > Filing (0000891839-16-000281)

Filing Details

Accession Number:: 0000891839-16-000281
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-17 18:10:35
Reporting Period:: 2016-11-15

Filing Date:: 2016-11-17
Accepted Time:: 2016-11-17 18:10:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
31235	Eastman Kodak Co	KODK	Photographic Equipment & Supplies (3861)	160417150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1467811	Brad Kruchten	Eastman Kodak Company 343 State Street Rochester NY 14650	Senior Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $.01	Disposition	2016-11-16	1,534	$15.50	90	No	4	S	Indirect	By Spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Spouse

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $.01	Restricted Stock Units	Acquisiton	2016-11-15	27,632	$0.00	27,632	$0.00
Common Stock, Par Value $.01	Stock Option (Right to Buy)	Acquisiton	2016-11-15	0	$0.00	0	$15.20

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
27,632		2020-09-03	No	4	A	Direct
0		2023-11-14	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $.01	20,395	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock, Par Value $.01	Restricted Stock Units	$0.00		2017-09-03	5,888	5,888	Direct
Common Stock, Par Value $.01	Restricted Stock Units	$0.00		2018-09-03	20,350	20,350	Direct
Common Stock, Par Value $.01	Restricted Stock Units	$0.00		2019-09-03	26,958	26,958	Direct
Common Stock, Par Value $.01	Restricted Stock Units	$0.00		2018-08-24	4,871	4,871	Indirect
Common Stock, Par Value $.01	Stock Option (Right to Buy)	$23.78		2021-09-02	53,232	53,232	Direct
Common Stock, Par Value $.01	Stock Option (Right to Buy)	$13.76		2022-09-02	73,044	73,044	Direct
Common Stock, Par Value $.01	Stock Option (Right to Buy)	$15.58		2023-09-02	71,308	71,308	Direct
Common Stock, Par Value $.01	125% Warrants to purchase Common Stock, par value $.01	$14.93	2013-09-03	2018-09-03	943	943	Direct
Common Stock, Par Value $.01	135% Warrants to purchase Common Stock, par value $.01	$16.12	2013-09-03	2018-09-03	943	943	Direct
Common Stock, Par Value $.01	125% Warrants to purchase Common Stock, par value $.01	$14.93	2013-09-03	2018-09-03	31	31	Indirect
Common Stock, Par Value $.01	135% Warrants to purchase Common Stock, par value $.01	$16.12	2013-09-03	2018-09-03	31	31	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-09-03	5,888	5,888	Direct
2018-09-03	20,350	20,350	Direct
2019-09-03	26,958	26,958	Direct
2018-08-24	4,871	4,871	Indirect
2021-09-02	53,232	53,232	Direct
2022-09-02	73,044	73,044	Direct
2023-09-02	71,308	71,308	Direct
2018-09-03	943	943	Direct
2018-09-03	943	943	Direct
2018-09-03	31	31	Indirect
2018-09-03	31	31	Indirect

Footnotes

These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/16 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 8/24/15 grant date.
This option vests one-third on each of the first three anniversaries of the 9/3/14 grant date.
This option vests one-third on each of the first three anniversaries of the 9/3/15 grant date.
This option vests one-third on each of the first three anniversaries of the 9/3/16 grant date.
This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. The number of shares underlying the option cannot be determined at this time, but will be based on $420,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Kruchten will file an amendment to this report.
Each of these Warrants entitles the holder to purchase one share of common stock; however for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.