Filing Details

Accession Number:
0001437749-16-042356
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-17 17:45:49
Reporting Period:
2016-11-15
Filing Date:
2016-11-17
Accepted Time:
2016-11-17 17:45:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1474735 Generac Holdings Inc. GNRC Motors & Generators (3621) 205654756
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1483004 A. York Ragen S45 W29290 Hwy.59
C/O Generac Holdings Inc.
Waukesha WI 53189
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2016-11-15 50,000 $40.59 121,246 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2016-11-15 23,315 $40.59 97,931 No 4 F Direct
Common Stock, Par Value $0.01 Per Share Disposition 2016-11-17 26,685 $41.25 71,246 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2016-11-15 50,000 $0.00 50,000 $2.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
106,294 2020-02-10 No 4 M Direct
Footnotes
  1. The disposition of 23,315 shares in Table 1 is solely the result of shares withheld by the Company to satisfy Mr. Ragen's cost of exercise and tax withholding obligations as permitted pursuant to the terms of the Generac Holdings, Inc. Amended and Restated 2010 Equity Incentive Plan.
  2. The option provides for vesting in five equal annual installments beginning on June 10, 2014, subject in each case to Mr. Ragen's continued employment with Generac Holdings Inc. through the vesting date.
  3. The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $41.07 to $41.50, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.