Filing Details
- Accession Number:
- 0001127602-16-067645
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-17 17:39:40
- Reporting Period:
- 2016-11-15
- Filing Date:
- 2016-11-17
- Accepted Time:
- 2016-11-17 17:39:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
5513 | Unum Group | UNM | Accident & Health Insurance (6321) | 621598430 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1497317 | F John Mcgarry | 1 Fountain Square Chattanooga TN 37402 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-15 | 5,520 | $26.29 | 67,445 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-11-15 | 5,520 | $41.14 | 61,925 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-11-15 | 6,613 | $23.35 | 68,538 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-11-15 | 6,613 | $41.14 | 61,925 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-11-15 | 4,850 | $24.25 | 66,775 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-11-15 | 4,850 | $41.14 | 61,925 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-11-15 | 5,520 | $0.00 | 5,520 | $26.29 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-11-15 | 6,613 | $0.00 | 6,613 | $23.35 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-11-15 | 4,850 | $0.00 | 4,850 | $24.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-02-22 | No | 4 | M | Direct | |
0 | 2020-02-21 | No | 4 | M | Direct | |
0 | 2021-02-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,038 | Indirect | By 401(k) Plan |
Common Stock | 805 | Indirect | By N-Q 401(k) Plan |
Footnotes
- Includes 26,176 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 41,269 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- Includes 26,176 stock-settled RSUs and 35,749 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- Includes 26,176 stock-settled RSUs and 42,362 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- Includes 26,176 stock-settled RSUs and 40,599 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- The options vest in three equal annual installments beginning on February 22, 2012.
- The options vest in three equal annual installments beginning on February 21, 2013.
- The options vest in three equal annual installments beginning on February 20, 2014.