Filing Details
- Accession Number:
- 0001690001-16-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-17 16:48:58
- Reporting Period:
- 2016-11-16
- Filing Date:
- 2016-11-17
- Accepted Time:
- 2016-11-17 16:48:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 790359 | Nbt Bancorp Inc | NBTB | National Commercial Banks (6021) | 161268674 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1237956 | T Patricia Civil | 52 South Broad Street Norwich NY 13815 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | Acquisiton | 2016-11-16 | 1,500 | $22.48 | 24,168 | No | 4 | M | Direct | |
| Nbt Bancorp Inc. Common Stock | Disposition | 2016-11-16 | 1,500 | $38.74 | 22,668 | No | 4 | S | Direct | |
| Nbt Bancorp Inc. Common Stock | Acquisiton | 2016-11-16 | 1,750 | $22.55 | 24,418 | No | 4 | M | Direct | |
| Nbt Bancorp Inc. Common Stock | Disposition | 2016-11-16 | 1,750 | $38.74 | 22,668 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-11-16 | 1,500 | $38.74 | 1,500 | $22.48 |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-11-16 | 1,750 | $38.74 | 1,750 | $22.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-05-01 | 2017-05-01 | No | 4 | M | Direct |
| 0 | 2009-05-01 | 2018-05-01 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $24.50 | 2016-12-15 | 2024-12-15 | 2,130 | 2,130 | Direct |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $25.92 | 2018-04-08 | 2026-04-08 | 1,500 | 1,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-12-15 | 2,130 | 2,130 | Direct |
| 2026-04-08 | 1,500 | 1,500 | Direct |
Footnotes
- Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan grant vests 40% for first year, 20% annually for following years.
- Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan reload grant vests 100% two years after date of its grant.
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