Filing Details

Accession Number:
0001018724-16-000347
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-17 16:23:40
Reporting Period:
2016-11-15
Filing Date:
2016-11-17
Accepted Time:
2016-11-17 16:23:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1018724 Amazon Com Inc AMZN Retail-Catalog & Mail-Order Houses (5961) 911646860
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1374545 R Andrew Jassy P.o. Box 81226
Seattle WA 98108-1226
Ceo Amazon Web Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Per Share Acquisiton 2016-11-15 5,489 $0.00 73,630 No 4 M Direct
Common Stock, Par Value $.01 Per Share Disposition 2016-11-15 200 $727.82 73,430 No 4 S Direct
Common Stock, Par Value $.01 Per Share Disposition 2016-11-15 100 $728.63 73,330 No 4 S Direct
Common Stock, Par Value $.01 Per Share Disposition 2016-11-15 105 $729.84 73,225 No 4 S Direct
Common Stock, Par Value $.01 Per Share Disposition 2016-11-15 200 $732.91 73,025 No 4 S Direct
Common Stock, Par Value $.01 Per Share Disposition 2016-11-15 100 $734.57 72,925 No 4 S Direct
Common Stock, Par Value $.01 Per Share Disposition 2016-11-15 524 $737.19 72,401 No 4 S Direct
Common Stock, Par Value $.01 Per Share Disposition 2016-11-15 376 $738.30 72,025 No 4 S Direct
Common Stock, Par Value $.01 Per Share Disposition 2016-11-15 300 $739.64 71,725 No 4 S Direct
Common Stock, Par Value $.01 Per Share Disposition 2016-11-15 400 $740.66 71,325 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.01 Per Share Restricted Stock Unit Award Disposition 2016-11-15 5,489 $0.00 5,489 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,411 2013-05-15 2018-02-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.01 Per Share 486 Indirect Held by the reporting person's Amazon.com 401(k) plan account
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. Represents the weighted average sale price. The highest price at which shares were sold was $728.10 and the lowest price at which shares were sold was $727.54.
  3. Represents the weighted average sale price. The highest price at which shares were sold was $729.84 and the lowest price at which shares were sold was $729.82.
  4. Represents the weighted average sale price. The highest price at which shares were sold was $732.95 and the lowest price at which shares were sold was $732.87.
  5. Represents the weighted average sale price. The highest price at which shares were sold was $737.43 and the lowest price at which shares were sold was $736.88.
  6. Represents the weighted average sale price. The highest price at which shares were sold was $738.63 and the lowest price at which shares were sold was $738.00.
  7. Represents the weighted average sale price. The highest price at which shares were sold was $739.72 and the lowest price at which shares were sold was $739.59.
  8. Represents the weighted average sale price. The highest price at which shares were sold was $740.80 and the lowest price at which shares were sold was $740.60.
  9. Converts into common stock on a one-for-one basis.
  10. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,547 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,546 shares on February 15, 2014; 2,334 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 1,280 shares on each of May 15, 2015 and August 15, 2015; 1,279 shares on each of November 15, 2015 and February 15, 2016; 5,489 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017; 4,231 shares on each of May 15, 2017 and August 15, 2017; and 4,230 shares on each of November 15, 2017 and February 15, 2018.