Filing Details
- Accession Number:
- 0001018724-16-000345
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-17 16:22:58
- Reporting Period:
- 2016-11-15
- Filing Date:
- 2016-11-17
- Accepted Time:
- 2016-11-17 16:22:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1018724 | Amazon Com Inc | AMZN | Retail-Catalog & Mail-Order Houses (5961) | 911646860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1557979 | David Zapolsky | P.o. Box 81226 Seattle WA 98108-1226 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2016-11-15 | 451 | $0.00 | 2,469 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2016-11-15 | 334 | $0.00 | 2,803 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2016-11-15 | 524 | $0.00 | 3,327 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2016-11-15 | 711 | $0.00 | 4,038 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2016-11-15 | 140 | $726.57 | 3,898 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2016-11-15 | 200 | $728.41 | 3,698 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2016-11-15 | 100 | $731.50 | 3,598 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2016-11-15 | 100 | $733.10 | 3,498 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2016-11-15 | 103 | $734.91 | 3,395 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2016-11-15 | 400 | $737.09 | 2,995 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2016-11-15 | 377 | $738.23 | 2,618 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2016-11-15 | 500 | $740.13 | 2,118 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2016-11-15 | 100 | $740.61 | 2,018 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2016-11-15 | 451 | $0.00 | 451 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2016-11-15 | 334 | $0.00 | 334 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2016-11-15 | 524 | $0.00 | 524 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2016-11-15 | 711 | $0.00 | 711 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,457 | 2013-05-15 | 2018-02-15 | No | 4 | M | Direct |
| 333 | 2014-05-15 | 2017-02-15 | No | 4 | M | Direct |
| 524 | 2014-05-15 | 2017-02-15 | No | 4 | M | Direct |
| 13,400 | 2015-05-15 | 2020-02-15 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Represents the weighted average sale price. The highest price at which shares were sold was $726.58 and the lowest price at which shares were sold was $726.53.
- Represents the weighted average sale price. The highest price at which shares were sold was $728.60 and the lowest price at which shares were sold was $728.22.
- Represents the weighted average sale price. The highest price at which shares were sold was $735.05 and the lowest price at which shares were sold was $734.91.
- Represents the weighted average sale price. The highest price at which shares were sold was $737.34 and the lowest price at which shares were sold was $736.77.
- Represents the weighted average sale price. The highest price at which shares were sold was $738.44 and the lowest price at which shares were sold was $738.01.
- Represents the weighted average sale price. The highest price at which shares were sold was $740.55 and the lowest price at which shares were sold was $739.59.
- Converts into common stock on a one-for-one basis.
- This award vests upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 604 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 603 shares on February 15, 2014; 866 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 573 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 451 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; 450 shares on February 15, 2017; 1,002 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; and 1,001 shares on February 15, 2018.
- This award vests at the rate of: 305 shares on each of May 15, 2014, August 15, 2014, and November 15, 2014; 303 shares on February 15, 2015; 363 shares on each of May 15, 2015, August 15, 2015, and November 15, 2015; 361 shares on February 15, 2016; 334 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; and 333 shares on February 15, 2017.
- This award vests at the rate of: 17 shares on May 15, 2014; 16 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 27 shares on each of May 15, 2015, August 15, 2015, and November 15, 2015; 26 shares on February 15, 2016; and 524 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017.
- This award vests upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 637 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 710 shares on each of May 15, 2016 and August 15, 2016; 711 shares on each of November 15, 2016 and February 15, 2017; 753 shares on May 15, 2017; 754 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 1,367 shares on each of May 15, 2018 and August 15, 2018; 1,368 shares on each of November 15, 2018 and February 15, 2019; and 1,051 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.
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