Filing Details
- Accession Number:
- 0001018724-16-000344
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-17 16:22:42
- Reporting Period:
- 2016-11-15
- Filing Date:
- 2016-11-17
- Accepted Time:
- 2016-11-17 16:22:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1018724 | Amazon Com Inc | AMZN | Retail-Catalog & Mail-Order Houses (5961) | 911646860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1639902 | T Brian Olsavsky | P.o. Box 81226 Seattle WA 98108-1226 | Senior Vice President And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2016-11-15 | 297 | $0.00 | 1,297 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2016-11-15 | 1,214 | $0.00 | 2,511 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2016-11-15 | 100 | $726.52 | 2,411 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2016-11-15 | 100 | $728.60 | 2,311 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2016-11-15 | 100 | $729.79 | 2,211 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2016-11-15 | 300 | $735.01 | 1,911 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2016-11-15 | 301 | $737.03 | 1,610 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2016-11-15 | 110 | $738.00 | 1,500 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2016-11-15 | 200 | $739.32 | 1,300 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2016-11-15 | 300 | $740.72 | 1,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2016-11-15 | 297 | $0.00 | 297 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2016-11-15 | 1,214 | $0.00 | 1,214 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,884 | 2016-05-15 | 2021-02-15 | No | 4 | M | Direct |
| 1,215 | 2013-05-15 | 2017-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | 62 | Indirect | Held by the reporting person's Amazon.com 401(k) plan account |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Represents the weighted average sale price. The highest price at which shares were sold was $735.43 and the lowest price at which shares were sold was $734.55.
- Represents the weighted average sale price. The highest price at which shares were sold was $737.48 and the lowest price at which shares were sold was $736.77.
- Represents the weighted average sale price. The highest price at which shares were sold was $738.01 and the lowest price at which shares were sold was $738.00.
- Represents the weighted average sale price. The highest price at which shares were sold was $739.43 and the lowest price at which shares were sold was $739.20.
- Represents the weighted average sale price. The highest price at which shares were sold was $740.87 and the lowest price at which shares were sold was $740.60.
- Converts into common stock on a one-for-one basis.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 296 shares on each of May 15, 2016 and August 15, 2016; 297 shares on each of November 15, 2016 and February 15, 2017; 747 shares on May 15, 2017; 748 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 781 shares on each of May 15, 2018 and August 15, 2018; 782 shares on each of November 15, 2018 and February 15, 2019; 1,479 shares on May 15, 2019; 1,480 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 1,137 shares on May 15, 2020; and 1,138 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021.
- This award vests at the rate of: 1,151 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,149 shares on February 15, 2014; 971 shares on each of May 15, 2014, August 15, 2014, and November 15, 2014; 970 shares on February 15, 2015; 1,129 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 1,214 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; and 1,215 shares on February 15, 2017.
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