Filing Details
- Accession Number:
- 0001018724-16-000339
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-17 16:21:13
- Reporting Period:
- 2016-11-15
- Filing Date:
- 2016-11-17
- Accepted Time:
- 2016-11-17 16:21:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1018724 | Amazon Com Inc | AMZN | Retail-Catalog & Mail-Order Houses (5961) | 911646860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1397333 | Shelley Reynolds | P.o. Box 81226 Seattle WA 98108-1226 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2016-11-15 | 530 | $0.00 | 6,519 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2016-11-15 | 96 | $0.00 | 6,615 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2016-11-15 | 100 | $726.53 | 6,515 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2016-11-15 | 100 | $729.03 | 6,415 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2016-11-15 | 122 | $736.87 | 6,293 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2016-11-15 | 204 | $738.41 | 6,089 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2016-11-15 | 100 | $739.30 | 5,989 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2016-11-15 | 530 | $0.00 | 530 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2016-11-15 | 96 | $0.00 | 96 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 530 | 2014-05-15 | 2017-02-15 | No | 4 | M | Direct |
| 5,222 | 2015-05-15 | 2020-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | 133 | Indirect | Held by the reporting person's Amazon.com 401(k) plan account |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Represents the weighted average sale price. The highest price at which shares were sold was $736.88 and the lowest price at which shares were sold was $736.85.
- Represents the weighted average sale price. The highest price at which shares were sold was $738.55 and the lowest price at which shares were sold was $738.23.
- Converts into common stock on a one-for-one basis.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 180 shares on May 15, 2014; 179 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 162 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 531 shares on May 15, 2016; and 530 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 15 shares on May 15, 2015; 16 shares on each of August 15, 2015, November 15, 2015, and February 15, 2016; 95 shares on each of May 15, 2016 and August 15, 2016; 96 shares on each of November 15, 2016 and February 15, 2017; 544 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 419 shares on each of May 15, 2018 and August 15, 2018; 420 shares on each of November 15, 2018 and February 15, 2019; and 318 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.
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