Filing Details

Accession Number:
0000899243-16-033758
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-17 16:05:25
Reporting Period:
2016-11-15
Filing Date:
2016-11-17
Accepted Time:
2016-11-17 16:05:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1495320 Vera Bradley Inc. VRA Leather & Leather Products (3100) 272935063
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1503705 C. Michael Ray C/O Vera Bradley, Inc.
12420 Stonebridge Road
Roanoke IN 46783
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-15 8,000 $14.86 269,462 No 4 S Direct
Common Stock Disposition 2016-11-16 1,600 $15.26 267,862 No 4 S Direct
Common Stock Disposition 2016-11-15 19,000 $14.85 836,596 No 4 S Indirect By Michael Ray 2009 Grantor Retained Annuity Trust
Common Stock Disposition 2016-11-16 3,800 $15.26 832,796 No 4 S Indirect By Michael Ray 2009 Grantor Retained Annuity Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Indirect By Michael Ray 2009 Grantor Retained Annuity Trust
No 4 S Indirect By Michael Ray 2009 Grantor Retained Annuity Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,610,469 Indirect By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust
Common Stock 173,519 Indirect By Anne-Marie Ray 2015 Grantor Retained Annuity Trust
Common Stock 126,481 Indirect By Anne-Marie Ray Revocable Trust
Common Stock 200,000 Indirect By Anne-Marie Ray 2016 Grantor Retained Annuity Trust #1
Footnotes
  1. The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan dated June 29, 2016.
  2. The prices reported in column 4 are weighted average prices. The shares sold on November 15, 2016 were sold in multiple transactions at prices ranging from $14.75 to $15.05, inclusive, and the shares sold on November 16, 2016 were sold in multiple transactions at prices ranging from $15.19 to $15.34, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The prices reported in column 4 are weighted average prices. The shares sold on November 15, 2016 were sold in multiple transactions at prices ranging from $14.73 to $15.05, inclusive, and the shares sold on November 16, 2016 were sold in multiple transactions at prices ranging from $15.20 to $15.34, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The reporting person disclaims beneficial ownership of these shares.
  5. On October 3, 2016, the Anne-Marie Ray 2015 Grantor Retained Annuity Trust made an annuity payment of 126,481 shares to Anne-Marie Ray, who, in turn, assigned the shares to the Anne-Marie Ray Revocable Trust.